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Original Research Communications |
1 From the Metabolic Research Group, Veterans Affairs Medical Center; the Departments of Internal Medicine and Nutritional Sciences, and College of Medicine, University of Kentucky, Lexington; the Division of Health Services and Policy Research, Lilly Research Laboratories, Eli Lilly and Company, Indianapolis; and the School of Public and Environmental Affairs, Indiana University, Indianapolis.
2 Supported by Martek Biosciences Corp and HCF Nutrition Foundation.
3 Address reprint requests to James W Anderson, Medical Service, 111C, 2250 Leestown Road, Lexington, KY 40511. E-mail: jwandersmd{at}aol.com.
See corresponding editorial on page 433.
| ABSTRACT |
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Objective: Our objective was to conduct a meta-analysis of observed differences in cognitive development between breast-fed and formula-fed children.
Design: In this meta-analysis we defined the effect estimate as the mean difference in cognitive function between breast-fed and formula-fed groups and calculated average effects using fixed-effects and random-effects models.
Results: Of 20 studies meeting initial inclusion criteria, 11 studies controlled for
5 covariates and presented unadjusted and adjusted results. An unadjusted benefit of 5.32 (95% CI: 4.51, 6.14) points in cognitive function was observed for breast-fed compared with formula-fed children. After adjustment for covariates, the increment in cognitive function was 3.16 (95% CI: 2.35, 3.98) points. This adjusted difference was significant and homogeneous. Significantly higher levels of cognitive function were seen in breast-fed than in formula-fed children at 623 mo of age and these differences were stable across successive ages. Low-birth-weight infants showed larger differences (5.18 points; 95% CI: 3.59, 6.77) than did normal-birth-weight infants (2.66 points; 95% CI: 2.15, 3.17) suggesting that premature infants derive more benefits in cognitive development from breast milk than do full-term infants. Finally, the cognitive developmental benefits of breast-feeding increased with duration.
Conclusion: This meta-analysis indicated that, after adjustment for appropriate key cofactors, breast-feeding was associated with significantly higher scores for cognitive development than was formula feeding.
Key Words: Breast-feeding formula feeding infant nutrition premature infants docosahexaenoic acid arachidonic acid long-chain fatty acids intelligence quotient cognitive development
| INTRODUCTION |
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The cognitive development of an infant is a complex process influenced by multiple genetic and environmental factors that interact with one another (20). Because randomized controlled trials are not feasible in this area, observational cohort and case-control studies have been performed. Some studies do not address questions of exclusivity or duration of breast-feeding, making the dose-response effects difficult to assess (20). The method of infant feeding is correlated with socioeconomic factors such as smoking, parental intelligence and educational attainment, socioeconomic status, family size, birth order, and population density (20). This meta-analysis was performed to more accurately quantitate differences in cognitive development between breast-fed and formula-fed children with and without adjustment for covariates.
| METHODS |
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A search of MEDLINE for the period from 1966 to June 1996 identified candidate studies. Additional studies published during this period or before 1966 were identified by using the "ancestry approach" (21) by consulting reference lists from single studies and pertinent literature reviews.
Twenty separate published reports (119, 22) met the initial criteria. Three reports were excluded from all meta-analysis calculations because insufficient data were reported to calculate effect estimates (18, 22) or because the study design was not comparable with that of others (14). Three additional studies were excluded from those meta-analyses that calculated absolute test score differences because insufficient information was reported to derive this effect estimate (2, 6, 10). Of the remaining 14 reports, 11 studies (35, 7, 8, 1113, 16, 17, 19) reported both unadjusted and covariate-adjusted findings comparing cognitive development of breast-fed and formula-fed subjects (ie, "matched" unadjusted and adjusted results). We made the meta-analysis calculations separately for the total sample of observations and the subset of 11 matched studies. We present results from the matched subset to maximize statistical control and interpretability of covariate-adjusted findings. However, there were no material differences between these findings and those obtained from the total sample of observations (these results are available from the authors).
Covariate-adjusted effects
Our review identified 15 key cofactors that would be desirable to control for when evaluating the relation between breast-feeding and cognitive development: duration of breast-feeding, sex, maternal smoking history, maternal age, maternal intelligence, maternal education, maternal training, paternal education, race or ethnicity, socioeconomic status, family size, birth order, birth weight, gestational age, and childhood experiences. Studies were considered covariate-adjusted if they controlled statistically for a minimum of 5 characteristics in models to estimate effects of breast-feeding compared with those of formula feeding on cognitive development. Sixteen studies met this criterion. Pooled estimates of effect were separately calculated for unadjusted and adjusted results.
Additional classification of studies
Calculation of effect estimates from 11 studies that reported absolute test score differences in a comparable metric yielded a total of 32 unadjusted and 30 adjusted effect estimates. Sometimes, more than one effect estimate was derived from a single publication because it reported results of multiple general tests of cognitive development or results of testing at more than one age. Study results were additionally classified into 2 subgroupings within unadjusted and adjusted categories as follows: 1) matched disaggregated observations (n = 28 unadjusted and 28 adjusted observations) consisted of all observations from the subset of studies that reported both unadjusted and adjusted (matched) results for the same sample; and 2) matched composite observations (n = 11 unadjusted and 11 adjusted observations) consisted of weighted aggregates of all observations within a single study, yielding a single composite observation for each study. The latter subcategory was established to reduce potential estimation problems resulting from interdependency between multiple alternative or prospective test results reported in a single study (23). In some cases, a single sample generated more than one published report; composite estimates were not calculated across publications because in these instances different sample subsets were used. Findings for both subgroups are presented in tables as a cross check for sensitivity of results.
Meta-analysis
All included studies were observational in design because it was rarely possible to randomly assign infants to breast- or formula-feeding regimens. Meta-analysis of observational studies is appropriate in the absence of randomized studies (2426) but careful attention must be given to choosing statistical models used to pool results, to investigating the heterogeneity between results of studies, and to evaluating potential confounding factors (2729).
In our study, estimates of the average effect of breast-feeding compared with formula feeding on cognitive development, and 95% CIs for this value, were calculated by using both fixed effects and random-effects model assumptions (30); homogeneity of results across studies was evaluated before and after adjustment for potential covariates. Fixed-effects models assume that each study estimates the same true population value for the effect of interest, and thus that differences between observed results of studies can be fully accounted for by sampling variation. The appropriateness of this assumption can be formally evaluated by tests of homogeneity of results between studies (29). If significant heterogeneity between outcomes exists in initial analyses (ie, differences in study findings are not fully explained by sampling variation), the contribution of particular study characteristics (eg, presence or absence of statistical control for confounders) to variation between results may be investigated. Random-effects models assume that a distribution of population effects exists and is generated by a distribution of possible study effect situations. Thus, outcomes of studies may differ both because of sampling variation and true differences in effects.
Fixed- and random-effects models can be appropriately applied to pooling of data to evaluate the sensitivity of results to differing model assumptions (31). In tables we reported primarily fixed-effects estimates because most of the pooled results obtained were statistically homogeneous. For sensitivity analysis, we also reported results of random-effects models for principal analyses in text. All analyses were conducted by using SAS-PC version 6.11 (SAS Institute, Inc, Cary, NC) with the formulas provided and by adapting the template code provided by Shadish and Haddock (32).
For each study, summary results of all reported tests and additional relevant study attributes were recorded, coded, and tabulated for analysis. The effect estimate was defined as the absolute mean difference in cognitive developmental test score between breast-fed and formula-fed groups (breast-fed minus formula fed) for meta-analysis of results of matched disaggregated (28 unadjusted and 28 adjusted observations) and matched composite (11 unadjusted and 11 adjusted observations) categories. These comparisons were confined to combinations of test results providing a single score for cognitive development (or intelligence quotient; IQ) referenced to the norm to provide a mean of 100 points and an SD of 1020 points (33). A second comparison estimated the weighted average difference between unadjusted and adjusted results by calculating the difference between these values for each observation (adjusted minus unadjusted result) and combining differences across observations. For meta-analysis of the total sample (32 unadjusted and 30 adjusted observations) the effect estimate was defined as the standardized mean difference (34) between breast-fed and formula-fed groups (breast-fed minus formula-fed means divided by the pooled SD of the estimate) to facilitate comparison of results across disparate test score metrics.
Other variables
Additional analyses estimated effects of breast-feeding compared with those of formula feeding on cognitive development after disaggregating sample results by age category, birth weight, and duration of breast-feeding exposure.
Age
We examined pooled effect estimates separately across different age classifications both to evaluate the stability of effects across developmental periods and because appropriate developmental testing during childhood is age dependent. We defined 4 age categories for separate pooling and presentation of results, based jointly on recommended age-appropriate boundaries for tests used in a sample of studies and on the available distribution of ages at assessment included in our final sample. These categories were 623 mo, 25 y, 69 y, and 1015 y. We also estimated results by using more specific age categories but did not observe significant differences in findings.
Birth weight
Observations were placed in low- or normal birth weight categories. Results for low-birth-weight subjects were pooled across the 6 adjusted observations available in the matched disaggregated data subset. The definitions of authors were used to identify low birth weights as defined in Table 1
; however, the study of Pollock (9) was not included in these analyses. Most studies presented full cohort results for subjects without further disaggregation by birth weight. Thus, in aggregate, the comparison category of 24 general observations was considered to be of normal birth weight.
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28 wk. To obtain a substantial distribution of estimates across several exposure categories, both covariate-adjusted and unadjusted, duration-based estimates were included. Before results were combined, unadjusted values, were adjusted by subtracting the best available estimate of difference between adjusted and unadjusted values, which was defined as either the value for the effect of cofactors obtained for the overall comparison of adjusted and unadjusted results for the study (range: 2.092.53 points), or, if this value was unavailable, the weighted average covariate-adjustment effect obtained across all observations (because of heterogeneity, the random-effects average of 2.41 points was subtracted). After adjustment, results were pooled separately for each duration category. | RESULTS |
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2 reports. These studies were included separately if they presented test results from new measurements of subjects or reported new results from a specific subset of the original sample. Most studies were conducted in the United Kingdom (10 reports) and the United States (5 reports), with others from Australia, Germany, New Zealand, and Spain. All studies included males and females. Although sex was frequently included as a covariate in analyses, insufficient information was reported to provide reliable estimates separately for males and females. The age at which cognitive evaluation took place ranged from 6 mo to 16 y. Five studies reported results separately for low-birth-weight children. Of the 20 studies, 18 used prospective designs.
Tests of cognitive development that were identified as appropriate for inclusion in the meta-analysis are also shown in Table 1
. Fourteen distinct assessment procedures designed to provide an estimate of overall cognitive ability were used. The most commonly used measures were the Bayley Mental Development Index (12 observations), the Peabody Picture Vocabulary Test (6 observations), the General Cognitive Index of the McCarthy Scales of Children's Abilities (5 observations), the Wechsler Child Intelligence Scale (4 observations), and the Stanford-Binet Intelligence Scale (2 observations). No other test was used in more than one instance. Information on infant-feeding measures is presented in column 6. At a minimum, all studies classified subjects into categories representing a predominantly formula-fed or breast-fed experience. Information on exclusivity, duration, or other specifics of the subjects' feeding experience was also noted. Other childhood outcomes measured and additional sources of information we used are also shown in Table 1
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The extent to which key cofactors were assessed by previous investigators is given in Table 2
. "Matched" studies were defined as reports that presented both unadjusted and cofactor-adjusted estimates of the effect of breast-feeding on cognitive development for the same sample; 12 studies met this criterion. The total number of covariates included in models comparing effects of breast-feeding and formula feeding on cognitive development are given; this number ranged from 1 to 12 in the full sample and from 5 to 12 in matched studies only, with a mean of 8 cofactors included in models in the latter category. The 10 studies that directly evaluated the effects of the duration of breast-feeding exposure on subjects' cognitive development are noted in the table. The extent to which key covariates were included in models across studies is displayed across columns 518. Cofactors that were well represented across studies included, in order of frequency, socioeconomic status (SES), sex, maternal education, birth weight, parity, gestational age, maternal intelligence quotient, and maternal smoking. Covariates that were infrequently evaluated in studies included race or ethnicity, parenting behaviors, childhood experiences, family size, and paternal characteristics. Each of these latter factors was evaluated in <5 studies.
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3 points to children's cognitive development.
Adjusted mean differences and CIs for 11 studies (composite observations) that reported matched results, and the pooled estimate across studies, are shown in Figure 1
. All 11 studies observed a benefit associated with breast-feeding after adjustment for covariates. This advantage was significant in 9 instances.
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Results of examining the duration of breast-feeding exposure are presented in Table 7
. For each duration category, the value reported represents the weighted, adjusted mean difference in cognitive developmental score between breast-fed and formula-fed children. The results showed a pattern of gradual increase in the magnitude of the incremental benefit in cognitive development correlated with breast-feeding compared with formula-feeding as the duration of breast-feeding exposure increased from 811 wk (weighted mean benefit of 1.68 points) to
28 wk (weighted mean benefit of 2.91 points). Although a consistent pattern of increase in the weighted-mean estimates was evident, substantial overlap exists in CIs for these estimates. Also, a significant benefit for breast-feeding was obtained for the 4 longer-duration categories representing breast-feeding exposure >8 wk. Results were homogeneous across observations in 3 of 5 categories. Similar findings were obtained when random-effects models were estimated for these data (results not shown).
| DISCUSSION |
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Low-birth-weight infants derived greater benefits from breast-feeding than did normal-weight infants. Our analysis suggests that normal-birth-weight infants who are breast-fed rather than formula fed have a cognitive developmental advantage of 2.66 points (P < 0.001) whereas low-birth-weight infants have an advantage of 5.18 points (P < 0.001) compared with formula-fed infants matched for birth weight. These observations support the results of comparisons made in individual studies (7, 9, 11, 12, 14, 35).
Although our meta-analysis suggests that key cofactors contribute from 2.0 to 2.4 points to the difference in cognitive developmental score between breast-fed and formula-fed children, differences in measured and unmeasured cofactors between these 2 groups remain a major limitation of this analysis. Recently, investigators (Table 2) assessed between 3 and 12 covariates and adjusted, as far as possible, for these confounders. After adjustment for significant cofactors, 9 of 11 investigations (Figure 1
) reported significantly higher cognitive deveolpment scores for breast-fed infants than for formula-fed infants. Because recognized covariates contributed to an estimated 2.11-point difference, it is unlikely but possible that heretofore unrecognized or inadequately assessed covariates, if adjusted for would negate the 3.16-point difference noted in the cognitive function for breast-fed compared with formula-fed children. Further studies, such as those of Lucas et al (14), may help answer this question.
Several additional factors support a specific value of breast-feeding with respect to cognitive function. First, breast-fed children appear to have a broad range of enhanced brain functions compared with formula-fed children. In addition to improved performance on a variety of different tests of cognitive function, indicating a general enhancement of cognitive function rather than of very specific functions, breast-fed children, compared with formula-fed children, show more rapid maturation of visual function (36, 37) and may acquire motor skills at an earlier age (2, 35). It has also been suggested that breast-fed children have fewer emotional or behavioral problems (2, 6, 35) and fewer minor neurologic problems later in life (38, 39) than do formula-fed children. These observations suggest that breast-feeding specifically enhances global neurologic development. Second, the enhanced benefit observed for low-birth-weight infants again suggests that breast milk provides specific advantages to premature infants. Third, the "dose effect," or increasing benefit with duration of breast-feeding, also suggests that there are specific advantages related to increasing exposure to breast milk.
The recent study of LeLorier et al (40) cautions against overinterpreting findings of meta-analyses. Appropriately conducted research syntheses must carefully specify criteria for study selection and quality assessment, explore sources of variation in results, and evaluate sensitivity of findings to different statistical models for pooling results (41, 42). Our meta-analysis pooled results of nonrandomized studies that were selected on the basis of their relative uniformity in addressing the research question of interest, and classified according to their extent of statistical control of the relation. We excluded one study (14) because it used a design that differed significantly from that of the other studies. We explored variation within and between various subsets of the sample of studies, grouped according to more or less restrictive criteria. We also examined differences between the results when alternative statistical models for pooling studies were applied to the data. Our pooled estimates were robust to different aggregations of data and to application of different statistical models for meta-analysis. This gives us confidence in the reliability of the findings as a summary of the current state of research knowledge but in no way implies that additional study of the research question is not warranted.
If breast-feeding is accompanied by more rapid or better development of neurologic function, it may be because breast milk provides nutrients required for rapid development of the immature brain. Human breast milk may support neurologic development by providing long-chain polyunsaturated fatty acids (LCPUFAs) such as docosahexaenoic acid (DHA; 22:6n-3) and arachidonic acid (AA; 20:4n-6). Structural lipid comprises 60% of the human brain, and DHA and AA are major lipid components (4345). Premature infants are denied the intrauterine supply of DHA and AA and, having no fat stores of these basic LCPUFAs, do not have adequate DHA and AA for retinal and cortical brain development (36, 37, 4648). Breast milk provides these critical LCPUFAs, whereas formulas available in the United States do not provide DHA or AA (37, 48). In 1979, Sanders and Naismith (49) noted that blood DHA concentrations were higher in breast-fed than in formula-fed infants. Research in primates (50) and humans (45, 51, 52) indicates that breast-fed infants have higher brain concentrations of DHA than do formula-fed infants studied after accidental death. Makrides et al (52) also noted that the DHA content of the brain cortex of infants increased significantly with duration of breast-feeding. Furthermore, erythrocyte DHA was significantly correlated with brain cortex DHA content in human infants (52), as reported previously in animal studies (53).
Crawford (44) hypothesized that DHA and AA are the vital components of human breast milk that support development of the newborn brain. Extensive animal (54), primate (55) and human (48, 56) research supports this hypothesis. Bjerve et al (57) documented that serum DHA concentrations are positively and significantly correlated with results of Bayley mental and psychomotor development scales. Furthermore, several studies documented that DHA concentrations in serum and erthyrocytes are significantly lower in formula-fed than in breast-fed infants (48, 53, 58, 59). Early studies in primates (55) and more recent studies in human infants (36, 48, 60) showed that breast-fed infants score higher on visual acuity tests than do formula-fed infants, and this performance correlates with concentrations of DHA in erythrocytes.
The advantages associated with a 3- to 5-point higher level of cognitive function or IQ score are controversial. The available scientific data suggest that cognitive function is positively and significantly correlated with educational achievement (61), job performance (62), occupational achievement (63), and income (64), and inversely related to delinquency rates (65). An IQ increase of 3 points (one-fifth of an SD) from 100 to 103 would elevate an individual from the 50th to the 58th percentile of the population and would potentially be associated with higher educational achievement, occupational achievement, and social adjustment.
In conclusion, this meta-analysis of controlled studies indicates that breast-feeding is associated with a 3.16-point higher score for cognitive development compared with formula feeding after adjustment for significant covariates. This difference between breast-fed and formula-fed children was observed as early as 6 mo and was sustained through 15 y of age, the last time of reliable measurement. Longer duration of breast-feeding was accompanied by greater differences in cognitive development between breast-fed and formula-fed children. Whereas normal-weight infants showed a 2.66-point difference, low-birth-weight infants showed a 5.18-point difference in IQ compared with weight-matched, formula-fed infants. These studies suggest that nutrients present in breast milk may have a significant effect on neurologic development in premature and term infants.
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