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Original Research Communication |
1 From the Institut Scientifique et Technique de la Nutrition et de l'Alimentation and the Institut National de la Santé et de la Recherche Médicale, Paris (ND); the Department of Human Nutrition, the University of Otago, Dunedin, New Zealand (EF); and the Institut de Recherche pour le Développement, Paris (AB).
2 Address reprint requests to N Darmon, Institut Scientifique et Technique de la Nutrition et de l'AlimentationConservatoire National des Arts et Métiers, 5 rue du Vert Bois, 75003 Paris. E-mail: darmon{at}cnam.fr.
| ABSTRACT |
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Objectives: The objectives were to describe the use of linear programming as a method to design nutrient-adequate diets of optimal nutrient density and to identify the most stringent constraints in nutritional recommendations and food consumption patterns in a population's diet.
Design: This analysis was conducted with the use of food consumption data collected during 2 seasons from rural Malawian children aged 36 y. Linear programming was used to select diets based on local foods that satisfied a set of nutritional constraints while minimizing the total energy content of the diet. Additional constraints on daily intakes of foods and food groups were also introduced to ensure that the diets were compatible with local food patterns. The strength of the constraints was assessed by analyzing nonlinear programming sensitivity.
Results: In the harvest season, it was possible to satisfy nutritional recommendations with little departure from the local diet. In the nonharvest season, nutritional adequacy was impaired by the low availability of riboflavin- and zinc-rich animal or vegetable foods and by the high phytate content of other foods.
Conclusions: This analysis suggests that nutrition education may help improve the diets of children in the harvest season, whereas changes in the range of available foods might be needed in the nonharvest season. Linear and nonlinear programming can be used to formulate recommendations with the use of data from local food consumption surveys.
Key Words: Linear programming recommended nutrient intakes food consumption patterns nutrient density children season Malawi Africa
| INTRODUCTION |
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Little attention has been given to the questions underlying these alternative possibilities, namely: 1) Is it possible to design a diet that fulfills all nutritional recommendations for children through the use of locally available foods? and 2) If such a diet is possible, what is the best combination of these foods to achieve a nutrient-dense diet? Answering these questions requires an assessment of all combinations of locally available foods to determine which combination provides the most nutrient-dense diet while concurrently meeting nutrient intake recommendations. This optimization problem can now be examined on most personal computers with the use of optimization functions based on linear and nonlinear programming. These techniques are classic tools used to formulate animal diets (5), and the possibilities these techniques offer in human nutrition at the population level were described in detail as early as 1959 (6). Yet, this seminal work received little attention, perhaps because of the difficulties in applying these techniques at a time when computers were not widely available. Specific applications of linear programming, such as the prescription of personalized diets in clinical (79) or institutional (10) practice, led to the development of widely used computer software programs such as MICRODIET (1990; Salford University, Salford, United Kingdom). Linear programming has also been used to formulate low-cost nutritious diets (11, 12) and to analyze the economic constraints on human diets (13, 14).
In the present study, our goal was to demonstrate the merits of linear and nonlinear programming for planners of nutrition intervention programs in sufficient detail to facilitate its application. Food consumption data collected over 2 seasons from preschool children living in rural Malawi (East Africa) were used for this purpose.
| SUBJECTS AND METHODS |
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The constraints used in the models were divided into 2 categories: 1) nutritional constraints and 2) food consumption (ie, foods and food groups) constraints. The former constraint ensured the nutritional quality of the diet, and the latter constraint ensured the palatability and social acceptability of the designed diets. The use of linear and nonlinear programming techniques to optimize the nutrient density of a diet was tested by using dietary data collected with 3-d weighed food records over 2 seasons (the harvest season: March through April; the nonharvest season: July) in 1986 from 65 randomly selected children living in one rural village in southern Malawi. Fifty-seven percent of the children had a height-for-age z score < -2 SD of the National Center for Health Statistics reference (15). The dietary assessment procedures, the food-composition database, and the sociodemographic characteristics of this African population are detailed elsewhere (15, 16). The nutritional and food consumption constraints introduced into different models are described in detail below, followed by a description of the linear and nonlinear programming procedures. Ethical approval was granted by the Human Ethics Committee, University of Guelph, Canada, and from the Center for Social Research, University of Malawi.
Nutritional constraints
The nutritional constraints, based on the reference nutrient intakes (RNIs) defined in the United Kingdom (17), were used in all models to ensure that nutritionally adequate diets were selected. Select results were then compared with results generated with use of recommendations published by the WHO (1821) and the more recent preliminary recommendations of the WHO available on the Internet (22) to assess the sensitivity of results to the nutritional constraints selected (Table 1
). For zinc and iron, moderate bioavailability was assumed. To ensure that this assumption was satisfied, an additional constraint was introduced that limited the dietary molar ratio of phytate to zinc (P:Z) to 15 (19). The amounts of absorbable iron and absorbable zinc were calculated for each diet, with the use of published formulas (4, 23), to test the consistency of the results. These formulas were not, however, included among the constraints.
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Linear programming
A linear function of food variables can be expressed in the following form:
![]() | (1) |
A linear constraint is expressed by an inequality in which the first term is a linear function of the food variables. Constraints setting minimal nutrient intakes in the diets are linear constraints and are expressed as Ni
RNIi, where Ni is equivalent to the total amount of each nutrient provided by the diet, and RNIi equals the selected nutrient recommendation for that nutrient (eg, the UK RNI). In contrast, constraints expressed by a ratio of
2 food variables are nonlinear. A model is linear when all constraints are linear and is nonlinear when some constraints are nonlinear. In a linear programming optimization model, the optimum found is the best definitive value that can be attained (global optimum). In contrast, models including nonlinear constraints may have several solutions, depending on the initial values. These solutions do not always reach the best value (local optimums).
To guarantee the global optimum per analysis, each model was first analyzed by linear programming. The constraints expressed as ratios, namely that on the P:Z and the food groups constraints, were transformed into an equivalent linear constraint with the use of appropriate mathematical transformations.
For example, the constraint on the P:Z was nonlinear when expressed as follows:
![]() | (2) |
For the linear models, the constraint on P:Z was expressed as a linear function of the weight of different foods. In other words, Equation 2
is equivalent to
![]() | (3) |
Likewise, the food group constraints (ie, the percentage of energy provided per food group) were transformed by limiting the energy (in MJ) provided by each food group in the optimized diet by a lower and an upper limit corresponding to the 25th and 75th percentiles observed in the population distribution for that food group, respectively.
The global optimum of each model was determined by linear programming with use of these linear inequalities for the constraint on P:Z (Equation 3
) and the food group constraints.
Sensitivity analysis by nonlinear programming
After the global optimum for each model was achieved by linear programming, the strength of the different constraints was examined by sensitivity analysis in nonlinear programming. Nonlinear programming was preferred because it allowed a direct interpretation of the constraints usually expressed in the form of a ratio, such as the constraint on P:Z and the food group constraints.
Sensitivity analysis was used to examine how variations in each constraint would affect the minimal amount of energy required to satisfy all the constraints. A sensitivity report, providing Lagrange multipliers for nutritional and food consumption constraints, was generated after each optimization process. A Lagrange multiplier on a constraint measures the strength of the related constraint. A zero Lagrange multiplier indicates that this particular constraint will be automatically satisfied when all the other constraints are met. A nonzero Lagrange multiplier indicates that a one-unit change in the constraint limit will lead to an improvement in the objective function, equivalent to the value attained by the Lagrange multiplier. The direction of the unit change required to produce the expected improvement depends on whether the constraint is minimal or maximal (ie, a decrease in the limit for a minimal constraint or an increase for a maximal one). The interpretation of a Lagrange multiplier of 0.10 or -0.10, for example, on a food group constraint indicates that allowing a decrease or increase of 1% in the energetic contribution of the related food group constraint will decrease the minimum energy required to satisfy the constraint by 0.10 MJ.
To compare the relative strength of different nutritional constraints, Lagrange values must be standardized. This was achieved by standardizing the units of the nutritional constraints. To do this, the nutrient contents of the diet and the P:Z were expressed in tenths of the recommended daily intakes (or ratio). The lower limit for the whole diet and the upper limit for the P:Z was then set to 10 for each nutrient or for the P:Z. For example, for the P:Z, the following nonlinear inequality (Equation 4
) was used to estimate the strength of the constraint in nonlinear programming:
![]() | (4) |
After standardization, a Lagrange multiplier of 0.10 or -0.10 on a nutritional constraint indicates that a decrease or increase in the constraint by 10% will decrease the minimum energy required to satisfy the constraints by 0.10 MJ. For example, a Lagrange multiplier of -0.10 on the constraint for P:Z indicates that an increase in the upper limit of the constraint from
15 to
16.5 will decrease the minimum energy required by 0.10 MJ.
Nonzero Lagrange values were used to define limiting nutrients and limiting food groups in the diet. Among the limiting nutrients, the one with the highest Lagrange value (in absolute value) is defined as the first limiting nutrient of the diet. Similarly, the first limiting food group is the food group with the highest Lagrange value (in absolute value).
Effect of varying food group constraints
The strength of a constraint can also be displayed graphically by curves showing how variations in this constraint will modify the minimal energy required to satisfy all other constraints. This was done for each food group by changing its constraint from a range constraint (eg, percentage of energy from fruit < 5%) to an equality constraint (eg, percentage of energy from fruit = 5%). Different models were then generated in which only the equality constraint was changed. The effect of varying the food group constraint on the minimum energy required to meet all nutritional and food consumption constraints was then graphically displayed by plotting the results from each sequence of models per food group (ie, the minimal amount of energy required against the percentage of energy coming from this food group fixed at varying values). The nutritional constraints used in this analysis were the RNIs (17) and the P:Z. Only foods eaten by
10% of the population were included in the analysis, and the maximum daily portion corresponded to the 90th percentile observed among consumers.
All optimization models were developed with the use of standard Microsoft EXCEL SOLVER both for linear and nonlinear programming (Frontline Systems, Inc, Incline Village, NV). The constraints used in each model are summarized in Table 3
.
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| RESULTS |
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The effect of strengthening the food consumption constraints on the minimum energy required to satisfy the nutritional recommendations is also shown in Table 3
. These results showed that adding constraints to the proportion of energy provided by different food groups (ie, the 25th and 75th percentiles of intakes; model 2) increased the minimum energy required to satisfy the nutritional constraints from 1.49 to 2.09 MJ in the harvest season and to 2.8 MJ in the nonharvest season. Limiting the maximum weight of foods to the 90th (model 3) and the 75th (model 4) percentiles of the consumers' intake distribution further increased the minimum energy required to satisfy the RNIs and the P:Z, especially in the nonharvest season. Exclusion of foods consumed by <10% (models 5 and 6) or 25% (models 7 and 8) of the entire population had little effect on the minimum energy required in the harvest season, but resulted in an important increase in the nonharvest season. In the nonharvest season, excluding foods consumed by <25% of the population and limiting their weights to the 90th percentiles of the consumers' intake distribution (model 7) raised the minimal energy required to 7.40 MJ (1769 kcal), ie, more than the 6.80 MJ recommended for 46-y-old children (17). A solution was not achievable when the weights were further limited to the 75th percentiles of the consumers' intake distribution (model 8) in the nonharvest season. This finding indicated an incompatibility between the nutritional constraints and the food consumption constraints included in model 8.
For the same set of food consumption constraints, the minimum energy required to satisfy the nutritional constraints was always greater in the nonharvest than in the harvest season. This finding reflected the lower availability of some nutrient-dense foods, the different percentages of energy obtained from some food groups in the nonharvest than in the harvest season, or both (Table 2
).
Composition of a diet satisfying both nutritional and food consumption constraints
The foods selected for the optimized diet with use of model 5 in the nonharvest season are shown in Table 4
. The model included nutritional and food consumption constraints and provided 5.91 MJ (1412 kcal), which is close to the mean intake of energy actually consumed by these Malawian children, ie, 5.42 MJ (15). In this diet, the percentage of energy provided by cereals was at the minimum level imposed (ie, the 25th percentile of the cereal's energetic contribution in the children's diet). In contrast, fruit, roots, vegetables, and animal products (meat, fish, and eggs) were introduced at the maximum level (ie, the 75th percentile of the childrens' energetic contribution in the population). In each food group, some foods were introduced at the maximal weight allowed (ie, the 90th percentile of the consumers' distribution), including African cake, fresh matemba, Chinese cabbage, and boiled Bengal beans. Foods such as meat and eggs were excluded from the model because they were consumed by <10% of the population in the nonharvest season. The percentages of energy provided by protein, lipids, and carbohydrate in this diet were 15.2%, 8.6%, and 76.2%, respectively. In the actual diets of these Malawian children in the nonharvest season, the average percentage of energy provided by lipids was also low (ie, 7.8%). This optimized diet also contained an acceptable amount of absorbable zinc (2.5 mg) and absorbable iron (2.4 mg); it also had a high dietary fiber content (32.5 g).
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The ranking of limiting food groups was different between the 2 seasons. In the harvest season, animal products (meat, fish, and eggs) was the first limiting food group, followed by vegetables or roots. In the nonharvest season, vegetables was the first limiting food group, followed by animal products. For the same set of recommendations and food consumption constraints, Lagrange values observed for nutrients or food groups were greater in the nonharvest than in the harvest season. This finding indicated that constraints were more severe in the nonharvest season.
Differential effect of food groups on the minimum energy required to satisfy constraints
The effect of varying a specific food group constraint on the minimum energy level required to satisfy the nutritional and food consumption constraints of model 5 is shown for each food group by season in Figure 1
. Each curve was compared with the dotted line, representing the average energy intake actually consumed by Malawian children (5.4 MJ) (15). For example, when the energy contribution of vegetables was fixed to 4% in the nonharvest season (ie, above the 75th percentile observed in the population), the energy required to fulfill all constraints was just equal to this expected energy intake. Overall, the minimum energy intake required to meet all constraints in the harvest season was consistently below the average energy intake observed in the population when
2% of energy was provided by meat, fish, and eggs. In contrast, the minimum energy required was consistently >5.4 MJ in the nonharvest season unless the energy contributed by vegetables or meat, fish, and eggs was above the 75th percentile observed in the population. For other food groups, unlike vegetables or meat, fish, and eggs, the graphic presentation shows that making the upper constraint less strict (ie, >75th percentile) did not result in an improvement in the optimized diet (ie, lower energy intake). Therefore, as already suggested by the Lagrange multipliers, this graphic analysis showed that animal products (meat, fish, and eggs) and vegetables were the food groups that had the greatest effect on the minimal energy required to satisfy the constraints in this population.
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| DISCUSSION |
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The applicability of linear programming depends on the validity of the nutritional constraints introduced into individual models. These constraints were introduced to ensure that optimized diets meet the nutrient needs of most people in the population. However, the constraints were based on assumptions that can be challenged, including assumptions that the recommendations used were appropriate for the population, the population is healthy, bioavailability factors are correct, nutrient requirements are independent, the food-composition database is accurate, and nutrients and dietary factors not included in the constraints are unimportant for dietary adequacy (ie, will have Lagrange values of 0).
The effect of choosing a particular set of recommendations can be evaluated by using different sets of nutritional constraints based on recommendations from different committees to compare results (Table 5
). As shown in the present study, riboflavin was consistently identified as the first limiting nutrientirrespective of recommended intakesand animal products and vegetables as the limiting food groups. This consistency suggests that the analysis was relatively robust, ie, relatively insensitive to the nutritional constraints selected. It does, however, assume that riboflavin intakes of
0.6 mg/d (ie, the lowest recommended take) are required for optimal health and nutritional status, an affirmation that has been challenged (25).
In the present analysis it was assumed that the absorption of nutrients was independent of their food origin. There is increasing evidence, however, that this is not the case for many nutrients, such as calcium (26), iron (27), zinc (28), and carotene-derived retinol (29). Also, in the present study, the P:Z and formula used to confirm adequate intakes of bioavailable iron and zinc were only crude proxies of bioavailability. In future studies, more elaborate nonlinear programming models, including complex mathematical formulas of nutrient availability such as those recently proposed for iron (30), will reduce these limitations. Another noteworthy limitation is that dietary factors not included in the nutritional constraints might prove problematic, ie, the dietary factors will have nonzero Lagrange values if included. For example, a maximum dietary fiber intake was not included in the nutritional constraints; however, the dietary fiber content of the optimized diets was above the upper intake usually recommended for children (ie, the child's age plus 10 g/d) (31) and often above the mean intake observed in Malawian children (ie, 24.9 g/d) (15). Also, inclusion of constraints on essential fatty acids and vitamin E may have increased the difficulty of designing nutritionally adequate diets, notably because of the observed low availability and consumption of vegetable oil in this group of Malawian children.
An assumption was also made that the requirement for each nutrient is independent of the intakes of energy and other nutrients in the optimized diet. However, there are many examples of nutrient interactions, such as a possible effect of riboflavin (24) and vitamin A (32) on iron metabolism and the need for zinc for vitamin A metabolism (33). Nevertheless, the clinical effect of these interactions will be low in the optimized diet because adequate intakes of all nutrients are ensured. However, all nutrients were assigned an equivalent weighting, which is a simplistic interpretation of dietary adequacy. A recommended intake is usually derived from the estimated average requirement plus 2 SDs to ensure that the requirements of 95% of the population are met (34). If the CV in the requirement distribution is not identical across all nutrients, it is incorrect to assign the same weight to the same deviation (expressed in tenths) from recommended intakes for different nutrients. In addition, in physiologic terms, an insufficient intake of some nutrients may have more severe functional consequences than will an inadequate intake of other nutrients. In the present study, for example, riboflavin was consistently identified as the first limiting nutrient. However, until evidence of negative health consequences of suboptimal riboflavin status is shown in this population, these results must be interpreted carefully. In contrast, evidence of zinc deficiency (ie, the second limiting nutrient) does exist for this population (15). Zinc deficiency in children was shown previously to increase the risk of persistent diarrhea and pneumonia, 2 major causes of morbidity and mortality in poor African communities (35). As our understanding of nutrient needs for different populations improves (ie, requirements, interaction, and health consequences), some of these limitations can be accounted for in future models, notably when standardizing nutrients units in the analysis.
The applicability and validity of linear programming in nutrition studies is also dependent on the availability of data for defining food consumption constraints. One of the limitations of the above analysis is the need for detailed food consumption data to ensure the palatability of the optimized diets (6). Nevertheless, these data may not be essential. In Colombia, linear programming was used to identify a "food basket" providing a low-cost diet that supplied recommended energy and protein intakes for the average family (36). Simple information on family food purchases was used to design this diet. Similar pragmatic approaches could also be used, such as interviewing key informants or measuring the food consumption of a limited number of children to quickly identify foods and the maximum quantities effectively eaten by children during different seasons. Alternatively, published daily portions could be used, such as those available in the WHO document on complementary feeding for different age groups in Peru and Mexico (37). In the future, an international database of food constraints (ie, daily portions and food group patterns) could be compiled to help circumvent the need for detailed data from food consumption surveys if linear programming were widely used.
The results of the present study strengthen field observations showing that cereal-based diets low in animal products, vegetables, and fruit cannot meet the nutritional recommendations for children (1). These diets are consistent with poor growth in Malawian children (15) and in children fed macrobiotic diets devoid of animal products (38). The results emphasize the importance of vegetable consumption in meeting the nutritional needs of children to ensure optimal health status, as recently suggested in Sudanese children (39).
As shown in the present study, linear programming can be used to identify dietary patterns and limiting nutrients and to assess whether a nutritionally adequate diet is achievable with locally available foods in different seasons. It can also be used to identify combinations of foods and portion sizes needed to achieve a nutrient-dense diet and desirable modifications to observed food patterns. Thus, we strongly recommend the use of linear programming in designing alternative nutrition intervention strategies such as nutrition education, food fortification, and agricultural projects, keeping in mind the limitations outlined above. In addition, the inclusion of cost constraints in the models may further increase the strength of the analysis, especially when a decision is required among alternative intervention strategies.
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