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ORIGINAL RESEARCH COMMUNICATION |
1 From the Department of Medicine, Columbia University College of Physicians and Surgeons, New York, NY (LB, HNG, and RR); the Division of Nutrition and Chronic Disease, Pennington Biomedical Research Center, Baton Rouge, LA (ML); the Nutrition Department, Pennsylvania State University, University Park, PA (PMK-E); the Division of Epidemiology, University of Minnesota School of Public Health, Minneapolis, MN (PJE); the Department of Biostatistics, Collaborative Studies Coordinating Center (PWS) and the Department of Nutrition, School of Public Health and School of Medicine (BHD), The University of North Carolina at Chapel Hill, Chapel Hill, NC; the Division of Cardiovascular Diseases, National Heart, Lung, and Blood Institute, National Institutes of Health, Bethesda, MD (AE); the Research Institute, Mary Imogene Bassett Hospital, Cooperstown, NY (TAP and RR); the Department of Physiology, Louisiana State University Medical School, New Orleans, LA (PSR); and the Department of Biochemistry, Virginia Polytechnic Institute and State University, Blacksburg, VA (KS and KMP)
2 Supported by NIH grants (5-U01-HL 049644, HL 049648, HL 049649, HL 049651, and HL 049659) and M01-NCRR 00645. The following companies made in-kind contributions of products: AARHUS, Bertoli USA, Best Foods, Campbell Soup Company, Del Monte Foods, General Mills, Hershey Foods Corporation, Institute of Edible Oils and Shortenings, Kraft General Foods, Land O'Lakes, McCormick Incorporated, Nabisco Foods Group, Neomonde Baking Company, Palm Oil Research Institute, Park Corporation, Procter and Gamble, Quaker Oats, Ross Laboratories, Swift-Armour and Eckrick, Van Den Bergh Foods, Cholestech, and Lifelines Technology Incorporated. 3 Reprints not available. Address correspondence to L Berglund, Department of Medicine, University of California, Davis, UCD Medical Center, CRISP, 2921 Stockton Boulevard, Suite 1400, Sacramento, CA 95817. E-mail: lars.berglund{at}ucdmc.ucdavis.edu.
| ABSTRACT |
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Objective: The objective was to study whether carbohydrate or monounsaturated fat is a preferred replacement for saturated fat.
Design: Fifty-two men and 33 women, selected to have any combination of HDL cholesterol
30th percentile, triacylglycerol
70th percentile, or insulin
70th percentile, were enrolled in a 3-period, 7-wk randomized crossover study. The subjects consumed an average American diet (AAD; 36% of energy from fat) and 2 additional diets in which 7% of energy from saturated fat was replaced with either carbohydrate (CHO diet) or monounsaturated fatty acids (MUFA diet).
Results: Relative to the AAD, LDL cholesterol was lower with both the CHO (–7.0%) and MUFA (–6.3%) diets, whereas the difference in HDL cholesterol was smaller during the MUFA diet (–4.3%) than during the CHO diet (–7.2%). Plasma triacylglycerols tended to be lower with the MUFA diet, but were significantly higher with the CHO diet. Although dietary lipid responses varied on the basis of baseline lipid profiles, the response to diet did not differ between subjects with or without the metabolic syndrome or with or without insulin resistance. Postprandial triacylglycerol concentrations did not differ significantly between the diets. Lipoprotein(a) concentrations increased with both the CHO (20%) and MUFA (11%) diets relative to the AAD.
Conclusions: In the study population, who were at increased risk of coronary artery disease, MUFA provided a greater reduction in risk as a replacement for saturated fat than did carbohydrate.
Key Words: Diet nutrition fatty acids lipids lipoproteins
| INTRODUCTION |
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Lifestyle modifications are recommended as first line interventions to improve metabolic risk factors. Current dietary recommendations by the National Cholesterol Education Program (NCEP) (9) and the American Heart Association (10) to reduce the intake of total fat, saturated fatty acids (SFAs), and cholesterol target primarily elevated LDL-cholesterol concentrations. Although the efficacy of these diets with regard to LDL cholesterol has been shown (11-17), there is concern over their potential to lower HDL cholesterol, raise triacylglycerol, and cause unfavorable postprandial lipid changes (17-20). Although carbohydrates have been advocated as a replacement for saturated fats, there has been less focus on the specific carbohydrate composition of such replacement diets, which may modulate the extent of diet-induced hypertriacylglycerolemia (21, 22). These concerns, coupled with concerns about increases in the risk of type 2 diabetes, have prompted alternative dietary approaches, some with higher fat intakes (23, 24). Studies in healthy subjects have shown benefits with regard to cardiovascular risk by substituting either a protein-rich diet or a diet rich in unsaturated fat for a carbohydrate-rich diet (25). However, the question remains whether individuals at risk of premature CAD because of metabolic risk factors such as low HDL cholesterol, high triacylglycerol, high fasting insulin, or a combination thereof would achieve a more favorable overall risk factor profile through replacement of saturated fat by carbohydrates or by alternative dietary approaches.
The DELTA Program (Dietary Effects on Lipoproteins and Thrombogenic Activity) comprised 2 multicenter controlled diet studies that examined the effect of changes in dietary fat on CAD risk factors. In the first study, we showed that replacement of dietary saturated fat with carbohydrate reduced total and LDL-cholesterol concentrations across sex and ethnicity (17). In the present study we sought to determine whether the replacement of dietary saturated fat with monounsaturated fat, as opposed to carbohydrate, would result in a better overall risk factor profile in nondiabetic individuals with one or more of the following: low HDL-cholesterol, high triacylglycerol, or high insulin concentrations. To be able to reflect the postabsorptive physiologic state as well as to assess diet response to a standardized metabolic fat load challenge, we also evaluated 2 separate postprandial conditions in our study. We further explored whether the diet response would differ depending on baseline lipid concentrations or the presence of the metabolic syndrome and insulin resistance.
| SUBJECTS AND METHODS |
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30th percentile, 2) triacylglycerol
70th percentile, and 3) insulin
70th percentile. Subjects were ineligible if their 1) average screening total cholesterol was <25th percentile or >90th percentile, 2) LDL cholesterol was >4.91 mmol/L, 3) fasting triacylglycerol concentrations were <30th percentile or >5.65 mmol/L, or 4) HDL cholesterol was >70th percentile. Additionally, subjects had to be in good health, free of chronic disease (including documented heart disease and diabetes) and taking no medications known to affect lipids or thrombotic factors. Subjects were classified as having the metabolic syndrome if any 3 of the 5 defined characteristics of the syndrome were present at baseline (4). Subjects with a baseline homeostasis model assessment index >3 were classified as having insulin resistance. All participants provided written informed consent. The experimental protocol was approved by the Institutional Review Board at each respective site. For subgroup analyses based on eligibility criteria, we recategorized participants using eligibility criteria obtained while participants were consuming an average American diet (AAD) to estimate underlying response differences without the confounding effect of habitual dietary intake. We examined lipid responsiveness to the diets by each eligibility criterion individually, ie, participants with low HDL compared with those with normal HDL, participants with high triacylglycerol compared with those with normal triacylglycerol, and participants with high insulin compared with those with normal insulin.
Study protocol
Three diets were fed in a randomized, double-blind, 3-way crossover design with each diet period lasting 7 wk. There were "rest periods" of 4 to 6 wk duration between each diet period. Twelve-hour fasting blood samples were obtained from each subject for endpoint determinations once weekly during weeks 5, 6, and 7. With the exception of a self-selected Saturday evening meal, all foods consumed by subjects were provided by the research centers. Subjects were counseled to eat the Saturday evening meal based on the NCEP Adult Treatment Panel Step I guidelines (9). Subjects were weighed twice weekly; if necessary, adjustments were made in energy intake to maintain stable body weight. Compliance with the protocol was assessed each week through a review of daily questionnaires.
Diets
The AAD was designed to reflect typical consumption patterns of the US population (Table 1
). The carbohydrate-replacement diet (CHO diet) was designed to meet nutrient specifications of the NCEP Step I diet, whereas the monounsaturated fat–replacement diet (MUFA diet) was designed to not only match the saturated and polyunsaturated fat content of the CHO diet, but to also match the total fat content of the AAD. Thus, 7% of energy from SFAs was replaced with either carbohydrate (primarily as complex carbohydrates) on the CHO diet or with monounsaturated fat on the MUFA diet. In keeping with current guidelines, the CHO diet was designed to contain more fiber than the AAD. All 3 diets were designed to provide the same amount of cholesterol (300 mg/d). The target nutrient intakes for the 3 diets are summarized in Table 1
. The methods used for menu development, validation, preparation, and delivery were described previously (26).
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Postprandial studies
During week 7 of each diet period, 2 d-long studies were performed as part of the DELTA 2 protocol. The studies were designed to test the effect of the consumption of natural food and of a high-fat load. In the first study, blood samples were drawn from 68 participants (43 men and 25 women) during fasting conditions, prelunch, and predinner (fasting and 4 and 8 h) for each of the 3 different diets. The second day-long study was on the last day of each diet period, separated by
2 d from the premeal study. After a fasting blood draw, a standardized high-fat meal was administered; patients remained in a fasting state during the day, and repeated blood samples were drawn at 4 and 8 h. In both postprandial studies, insulin, glucose, and triacylglycerol concentrations were measured at those time points, and comparisons between studies were based on the area under the curve for each analyte (16). The high-fat meal, prepared within 24 h before administration, included 190.0 g heavy cream (Tuscan heavy cream, grade A; Nestle, Glendale, CA), 90.0 g ice cream (Breyers, Green Bay, WI) 22.0 g safflower oil (Hain Food Group, Melville, NY), 25.0 g of a powered whey protein (Promod; Ross Laboratories, Columbus, OH), 30.0 g syrup (Nestle Quik, Glendale, CA), and 0.2 g Lactaid (McNeil Nutritionals, Ft Washington, PA) as a precaution against lactose intolerance in any of the participants. The nutrient composition of the meal, based on a body surface area of 2 m2, included 105 g fat (75% of total calories; 52 g saturated fat), 48 g carbohydrate (15% of total calories), 32 g protein (10% of total calories), 300 mg cholesterol, and 1237 calories. The body surface area of the subjects was calculated by using the Dubois equation to gauge the appropriate weight of the meal for each subject. The subjects consumed the meal within a 15-min period. The meal containers were rinsed with chilled distilled water to ensure that the entire content was consumed.
Laboratory analyses
Standardized blood sampling and processing procedures were validated and used at all 4 research centers. Plasma and serum samples were collected, processed, and enzymatically assayed for total cholesterol, LDL cholesterol, HDL cholesterol, triacylglycerol, glucose, and uric acid at each research center (17). A special lipid standardization protocol administered by the Centers for Disease Control showed that the precision and accuracy of each research center's laboratory were adequate for the assayed values to be combined. Apolipoprotein (apo) A-I and apo B concentrations were assayed by rate immunonephelometry as previously described (Beckman, Fullerton, CA) (31), lipoprotein(a) [Lp(a)] concentrations were measured by enzyme-linked immunosorbent assay (Terumo, Elkton, MD), and insulin concentrations were evaluated by radioimmunoassay. All these assays were performed centrally. Insulin resistance was estimated by using the homeostasis model assessment of insulin resistance (HOMA-IR) index: fasting plasma glucose concentration (mmol/L) x fasting plasma insulin concentration (µU/mL)/22.5. A HOMA index > 3.0 was defined as insulin resistance.
Statistical analyses
The effects of changing diet composition were evaluated in terms of 10 response variables: total cholesterol, LDL cholesterol, HDL cholesterol, triacylglycerol (natural log scale), apo B, apo A-I, Lp(a) (square root scale), glucose, insulin, and uric acid. The linear statistical model, the set of primary hypotheses, the strategy for controlling type I error, and the estimation procedures were all specified a priori. The model assumed 3 components of variance: subject, subject-by-diet, and residual. The means of the conditional distribution of assay values were assumed to be a linear function of 5 categorical factors (number of levels shown in brackets): diet [3], sex-age group [4], race [2], research center [4], feeding period [3], and interaction of diet with research center. Statistical computations for estimation and testing were performed via established methods (32) by using the mixed-model procedure of the SAS software system, version 9.1.3 (33). Fasting concentrations in weeks 5, 6, and 7 were tested for any time trends. No time trends were seen, which indicated stability in the final 3 wk of each diet period. The 3 values were averaged before further analysis. For each outcome variable, factors whose interactions were nonsignificant (meaning that diet effects were not affected by the level of that factor) were removed from the model one by one; the final model for each outcome variable included, besides the diets, only those factors with a significant interaction. The model also included diet period to allow for seasonal variation in outcome variables. HDL cholesterol was found to be higher in the third period by 0.024 mmol/L (P = 0.002) and triacylglycerol higher in the second period by
4% (P = 0.01). For the a priori analysis, a P < 0.01 was chosen as statistically significant. Auxiliary analyses were used to evaluate the sensitivity of the main results to perturbations of the modeling assumptions and to address secondary research questions. Results are presented with the values corrected for the seasonal changes. The results of the statistical analyses were unaffected if no seasonal correction is made.
| RESULTS |
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30th percentile, 58% of the subjects had triacylglycerol
70th percentile, and 22% had insulin values
70th percentile. Thirty-eight percent of the subjects qualified in 2 eligibility categories: low HDL cholesterol with high triacylglycerol was the most common combination (29%). Eighteen percent qualified in all 3 categories.
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We next examined whether the lipid responses differed between subgroups, representing individuals having either low HDL cholesterol, high triacylglycerol, or high insulin on AAD. Relative to the normal-HDL group (n = 40), individuals with low HDL cholesterol (n = 45) had smaller reductions in HDL cholesterol in response to either the MUFA or CHO diet (P = 0.02) (Figure 1
). For the CHO diet, the decrease in HDL cholesterol in the low-HDL group was half that observed in the normal-HDL group. When comparing the MUFA and CHO diets, significant differences in HDL-cholesterol concentrations were seen only in the normal-HDL group. In contrast, reductions in LDL cholesterol with either the CHO or MUFA diet tended to be greater in the low-HDL group, whereas changes in triacylglycerol concentrations with either the MUFA or the CHO diets were similar in both HDL groups.
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HDL cholesterol, LDL cholesterol, and triacylglycerol responses to the CHO and MUFA diets did not differ in individuals categorized as having either normal (n = 54) or high (n = 31) fasting insulin concentrations (data not shown).
We next examined whether the fasting lipid responses differed by the presence of the metabolic syndrome or insulin resistance. As seen in Table 4
, triacylglycerol concentrations with the AAD diet were significantly higher in subjects with the metabolic syndrome (n = 20; 12 men and 8 women) or with insulin resistance (n = 28; 18 men and 10 women) than in subjects who did not fulfill these criteria. Baseline HDL and LDL cholesterol did not differ across insulin resistance strata, whereas HDL-cholesterol concentrations were lower and LDL-cholesterol concentrations were higher in subjects with the metabolic syndrome. As seen in Figure 2
, the triacylglycerol and HDL cholesterol responses to the MUFA and the CHO diets, compared with the AAD, did not differ significantly for subjects with or without the metabolic syndrome or insulin resistance. Similar results were seen for total and LDL cholesterol (data not shown).
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| DISCUSSION |
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With an increasing frequency of a clustering of metabolic abnormalities that accentuate cardiovascular risk (1-6, 39), examination of the preferred replacement for SFA in the diet needs to focus not only on lowering LDL cholesterol but also on the effects of replacement nutrients on other metabolic risk factors. This issue is of particular importance to the large segment of the population who are at risk of CAD because of an unfavorable and complex metabolic milieu that includes low HDL-cholesterol concentrations, high triacylglycerol concentrations, or insulin concentrations. In the present randomized, double-blind, controlled feeding study, we directly compared the ability of 2 approaches for reducing SFA to favorably affect plasma lipids, lipoproteins, and indexes of glucose metabolism in a study population with a high prevalence of one or more metabolic abnormalities.
The present study confirms the primary importance of reducing dietary SFAs, independent of changes in total dietary fat, to achieve reductions in LDL cholesterol concentrations. Replacement of 7% of energy from SFAs in the AAD with either carbohydrate or MUFA produced an equivalent 6–7% reduction in LDL cholesterol, consistent with previous observations (16, 40). This level of LDL cholesterol lowering would, by itself, be predicted to reduce CAD risk by
10% (41). In the recent Women's Health Initiative randomized controlled dietary modification trial, where a dietary intervention based on fat reduction and an increase in vegetables, fruit, and grains did not result in any improvement in cardiovascular risk, the reduction in LDL cholesterol achieved was smaller, although still significant, and no changes in triacylglycerol or HDL-cholesterol concentrations were found (42). However, women with the lowest SFA intake (<6.1%) had a significantly reduced hazard ratio for cardiovascular disease, which suggested that a more pronounced change in risk factor levels is needed to achieve improvement in cardiovascular risk.
With respect to the effect of the diets on HDL cholesterol, 2 findings are of note. First, as previously reported, HDL-cholesterol concentrations fell when SFAs were replaced by either carbohydrates or MUFAs. Second, the difference in average HDL-cholesterol concentrations between the CHO and the MUFA diets was only 0.03 mmol/L. Earlier studies that showed beneficial effects of MUFA diets on HDL-cholesterol concentrations examined greater contrasts in total fat levels (38–50% compared with 20–25% of energy as fat) (43-47). However, when diets high in MUFAs have been compared against diets with total fat levels consistent with AHA Step 1 recommendations, differences in HDL-cholesterol concentrations have been typically <0.05 mmol/L, similar to our findings (16, 48, 49). Furthermore, our results are very similar to the findings in the OmniHeart study (25).
We found a negative correlation between the AAD HDL-cholesterol concentration and the difference in HDL-cholesterol concentrations between the AAD diet and the CHO diet. Furthermore, compared with participants with normal HDL-cholesterol concentrations, participants with AAD HDL cholesterol < 30th percentile had smaller reductions in HDL cholesterol with both the CHO and MUFA diet. Thus, although there was a clear advantage of an MUFA diet in maintaining HDL-cholesterol concentrations in participants with normal HDL-cholesterol concentrations, this advantage was substantially diminished in participants with low HDL cholesterol.
In addition, there are potentially unfavorable effects of dietary changes on plasma triacylglycerol concentrations. We observed moderate differences between the replacement diets in the present study: relative to the AAD, triacylglycerol concentrations were higher with the CHO diet and lower with the MUFA diet. This finding is in agreement with the results for healthy subjects by Appel et al (25). Notably, essentially all of the reductions in triacylglycerol associated with the MUFA diet could be attributed to the response of those participants with AAD triacylglycerol concentrations
70th percentile, where triacylglycerol concentrations were 10% lower. In this group, no difference in triacylglycerol concentrations was seen between the AAD and CHO diets. This suggests that, in some individuals, SFAs are both hypercholesterolemic and hypertriacylglycerolemic (50, 51).
We also investigated the responses to the 3 diets between subgroups of subjects with or without the metabolic syndrome and with or without insulin resistance. The differences in the lipid responses to replacement of SFAs with CHO or MUFA were similar to those observed for the overall study group. These results reinforce the conclusion that diet modulation for subjects with a more broadly identified metabolic risk milieu is of importance in the prevention of CAD.
In addition to fasting lipid concentrations, postprandial lipemia is an emerging indicator of cardiovascular risk (20, 52). We did not observe any significant difference between the diets in response to either daylong meals or a high-fat load.
A secondary aim of this study was to investigate dietary effects on plasma Lp(a) concentrations. It has been shown that reductions in saturated fat intake have increased Lp(a) concentrations (53-56). In agreement with these findings, we previously reported that reductions in dietary fat and SFAs led to significant increases in Lp(a) (17). Because Lp(a) concentrations increased relative to the AAD with both the CHO and the MUFA diets, our results suggest a specific effect of SFA reductions on Lp(a) concentrations.
Thus, a reduction in saturated fat intake has broad net effects on lipid and lipoprotein concentrations: reduced LDL-cholesterol concentrations, increased Lp(a) concentrations, and reduced HDL-cholesterol concentrations. Although these changes indicate a somewhat complex pattern with regard to lipid risk factors, the overall emphasis on LDL-cholesterol concentrations as the target of therapy suggests that reductions in LDL cholesterol should be a primary focus. Our study indicates that reductions in HDL cholesterol associated with a reduced saturated fat intake were variable and significantly less during the MUFA diet than during the CHO diet.
We recognize that our study had some limitations. We maintained the weights of our subjects during the study and could not, therefore, address the issue of dietary effects on lipid concentrations under "free-living conditions." Reductions in body weight and body fat are associated with favorable changes in coronary heart disease risk factors, and, in outpatient studies, weight loss with low-fat diets is often observed (11, 57, 58). However the extent of weight loss that can be achieved with a CHO diet in a free-living population may be modest (42, 59) and insufficient to reverse the potential adverse changes in HDL cholesterol and triacylglycerol. Overall, our results suggest that, in individuals considered at increased risk of CAD because of an unfavorable metabolic setting, the replacement of dietary SFA with MUFA rather than CHO is preferred because of associated smaller reductions in HDL cholesterol and a trend toward a reduction in fasting triacylglycerol concentrations. Diets lower in SFAs and higher in MUFAs may be particularly beneficial in individuals with normal HDL-cholesterol concentrations or with higher triacylglycerol concentrations. Our study further suggests that rather than relying on a single dietary recommendation for everyone at risk of CAD, individualized dietary recommendations based on underlying risk factors may be a more effective approach for CAD prevention.
| ACKNOWLEDGMENTS |
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All authors contributed to the planning of the studies, the recruitment and study visits, the laboratory and statistical analyses, and the drafting of the manuscript. None of the authors had a conflict of interest.
| REFERENCES |
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–linolenic acid, benefit cardiovascular disease outcomes in primary- and secondary-prevention studies: a systematic review. Am J Clin Nutr 2006;84:5–17.This article has been cited by other articles:
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C. De Natale, G. Annuzzi, L. Bozzetto, R. Mazzarella, G. Costabile, O. Ciano, G. Riccardi, and A. A. Rivellese Effects of a Plant-Based High-Carbohydrate/High-Fiber Diet Versus High-Monounsaturated Fat/Low-Carbohydrate Diet on Postprandial Lipids in Type 2 Diabetic Patients Diabetes Care, December 1, 2009; 32(12): 2168 - 2173. [Abstract] [Full Text] [PDF] |
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