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ORIGINAL RESEARCH COMMUNICATION |
1 From the Jean Mayer US Department of Agriculture Human Nutrition Research Center on Aging at Tufts University, Boston, Massachusetts (EJJ); Yonsei University, Seoul, Korea (H-YC); the Schepens Eye Research Institute, Boston, Massachusetts (SMC and DMS); and the Medical College of Georgia, Augusta, Georgia (DMS)
2 Any opinions, findings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the view of the US Department of Agriculture. 3 Supported by USDA grant 1950-5100-065 and by Mead Johnson Nutritionals. Martek Biosciences Corporation donated the docosahexaenoic acid supplements. 4 Address reprint requests and correspondence to Elizabeth J Johnson, PhD, Jean Mayer US Department of Agriculture Human Nutrition Research Center on Aging at Tufts University, 711 Washington Street, Boston, MA 02111. E-mail: elizabeth.johnson{at}tufts.edu.
| ABSTRACT |
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Objective: The objective of this 4-mo study was to determine the effects of lutein (12 mg/d) and DHA (800 mg/d) on their serum concentrations and macular pigment optical density (MPOD).
Design: Forty-nine women (60–80 y) were randomly assigned to placebo, DHA, lutein, or lutein + DHA supplement. Serum was analyzed for lutein and DHA (0, 2, and 4 mo). MPOD was determined (0 and 4 mo) at 0.4, 1.5, 3, and 5° temporal retinal eccentricities. Serum was analyzed for lipoproteins (4 mo).
Results: There was no interaction between lutein and DHA supplementations for serum lutein and MPOD. The lutein supplementation x DHA supplementation x month interaction was significant for serum DHA response (P < 0.05). In the lutein group, serum lutein increased from baseline at 2 and 4 mo (P < 0.001), and MPOD increased at 3.0° (P < 0.01). In the DHA group, serum DHA increased at 2 and 4 mo (P < 0.0001), and MPOD increased at 0.4° (P < 0.05). In the lutein + DHA group, serum lutein and DHA increased at 2 and 4 mo (P < 0.01), and MPOD increased at 0.4, 1.5, and 3° (P = 0.06, 0.08, and 0.09, respectively). Differences from placebo in lipoprotein subfractions were greatest for the lutein + DHA group (4 mo).
Conclusions: Lutein supplementation increased MPOD eccentrically. DHA resulted in central increases. These results may be due to changes in lipoproteins. Lutein and DHA may aid in prevention of age-related macular degeneration.
| INTRODUCTION |
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Lutein is transported in the blood by lipoproteins, with the largest amount transported by HDL and smaller amounts by LDL and VLDL (12-15). Some evidence suggests that HDL might be an especially significant carrier for the retina. For example, in the plasma most (>60%) of apolipoprotein E is associated with the HDL fraction (16). Recent evidence suggests that apolipoprotein E can be synthesized within retinal Müller cells and binds to receptors on ganglion cells (17). Thomson et al (18) recently argued that the subspecies of HDL containing apolipoprotein E supplies lipids and lipid-soluble lutein and zeaxanthin to the retina. Thus, by increasing HDL, retinal lutein levels may be concomitantly increased.
Docosahexaenoic acid (DHA) is a key fatty acid found in the retina (19, 20). Rod outer segments of vertebrate retina have a high DHA content (19, 20). Because photoreceptor outer segments are constantly being renewed, a constant supply of DHA may be required for proper retinal function. Marginal depletion may impair retinal function and influence the development of AMD. The results of epidemiologic studies support the role of DHA in prevention of AMD. In 2 prospective follow-up studies it was reported that DHA intake was inversely related to the risk of AMD (21, 22). Of note is the observation that supplemental DHA increases HDL and HDL subfractions (23-25). Therefore, DHA may, in part, decrease risk of AMD via increased transport of lutein into the macula.
The aim of this study was to determine the individual and combined effects of lutein and DHA on MP density in older women. There are limited data on the effect of lutein intake on MP density in the elderly. The effects of DHA intake on MP have not been explored. Another aim of this study was to examine the effects of DHA (with or without lutein) on serum lipoproteins and lipoprotein subfractions, because of the possibility that changes in lipoproteins might contribute to changes in MP.
| SUBJECTS AND METHODS |
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All subjects were given a complete ophthalmic examination before and after the supplementation period by a practicing retina specialist who was masked to the experimental treatments received by the subjects. The examination included fundus photography and measurement of intraocular pressure in both eyes. On the basis of both the ophthalmoscopic observations and fundus photography, the examiner recorded the presence or absence of hard and soft drusen and/or retinal pigment epithelium (RPE) mottling. Eye diseases such as macular degeneration, glaucoma, and cataract or cataract surgery were exclusions for participation in the study. This study protocol was approved by the Human Investigative Review Committee of Tufts University, Tufts-New England Medical Center and the Schepens Eye Research Institute. Informed consent was obtained from all subjects.
Study design
Women were randomly assigned to one of 4 groups: placebo (P), DHA (D), lutein (L), or lutein + DHA (LD). Subjects visited the Jean Mayer US Department of Agriculture Human Nutrition Research Center on Aging at Tufts University on days that supplements were distributed and blood was obtained [0 mo (baseline), 2 mo, and 4 mo]. Subjects were instructed to take the supplement with a nutritional energy drink (237 mL; Mead Johnson Nutritionals, Evansville, IN) but were otherwise asked to not alter their diets. This drink was included so that the supplement was consumed together with a known amount of fat to enhance the digestive uptake of lutein (26). The nutritional energy drink contained 10 g protein, 45 g carbohydrate, and 14 g fat (360 kcal/237 mL). The diet of each subject was monitored with food frequency questionnaires (27) completed at baseline, 2 mo, and 4 mo to be sure that there were no confounding changes in dietary intake. Nutrient intake (including dietary carotenoids) was assessed by using the 100-item Health Habits and History Food Frequency Questionnaire (27). Individual mean daily nutrient intakes from foods and beverages were calculated by using HHHQ-DIETSYS nutrient analysis software (version 3.7; National Cancer Institute, Bethesda, MD), developed specifically for that questionnaire and updated to reflect current values (27, 28). Compliance was monitored by interview, compliance calendars, and capsule count. Both the subjects and the experimenter were masked to the experimental groups. Blood samples were collected (10 mL), and serum was separated from red blood cells (800 x g, 10 min). Aliquots of serum were stored at –70 °C until analyzed. At baseline and 2 mo, a 2-mo supply of placebo supplements, DHA (800 mg/d, DHASCO; Martek Biosciences, Columbia, MD), lutein (12 mg/d plus
0.5 mg zeaxanthin, FloraGLO; Kemin Industries Inc, Des Moines, IA), or lutein + DHA (12 and 800 mg/d, respectively) and nutritional energy drink was provided. Supplements were provided in capsule form. The placebo supplements (one each for lutein and DHA) were identical in appearance to the test supplements. Previous studies with comparable doses of lutein and DHA have shown these levels to be safe for human consumption (7, 8, 29-31).
At baseline and 4 mo, subjects visited the Schepens Eye Research Institute (Boston, MA) for testing of MP optical density (MPOD). There were 2 visits at each time point to obtain duplicate measures of MPOD.
Serum analysis for carotenoids and fatty acids
Serum carotenoids were extracted and analyzed by HPLC by using the method described by Yeum et al (32). The fatty acid composition of serum was determined after direct transesterification and gas-liquid chromatography by procedures similar to those described previously (33).
Measurement of MPOD
MPOD in the right eye was measured by heterochromatic flicker photometry with use of a 3-channel Maxwellian view optical system as described by Hammond et al (34). A rotating sectored mirror combined 2 channels to produce the test stimulus, which alternated between a measuring wavelength strongly absorbed by MP and a comparison wavelength outside the absorption band of MP. The third channel provided a 10° background field. Ditric optics interference filters were used to set the wavelength of the background (470 nm) and comparison (550 nm) channels. A grating monochromator (Bausch and Lomb model HD426) was used to determine the wavelength of the measuring (460 nm) stimulus. The stimulus subtended 0.8° of visual angle and was centrally fixated for measurements of peak MP density. This provides a measure at 0.4° retinal eccentricity, the edge of the stimulus (34). A profile of MPOD in the temporal retina was obtained for each subject by having the subject look at a fixation point at 1.5, 3, and 5° temporal retinal eccentricities. The parafoveal reference locus was at 7° temporal retinal eccentricity. The subject's head position was stabilized with an adjustable bite bar and headrest. MPOD was measured on 2 separate days 1–4 days apart before supplementation and on 2 separate days 1–4 days apart after 4 mo of supplementation. Mean values of the 2 sessions were used for the analyses. The test-retest correlation at 0.4° eccentricity was 0.9. This is also the correlation reported by Snodderly et al (35) in a group of 54 women aged 54–79 y. The total MPOD was calculated as the area under the curve for the 5 loci at which optical densities were measured (KaleidaGraph version 3.5; Synergy Software, Reading, PA).
Lipoprotein analysis
At study end (4 mo), serum was analyzed for total cholesterol, lipoproteins (VLDL, LDL, and HDL), and lipoprotein subfractions by nuclear magnetic resonance spectroscopy (36). The total volume of serum collected did not allow for analysis of lipoproteins at baseline for most subjects. The nuclear magnetic resonance method uses the characteristic methyl group signals broadcast by lipoprotein subclasses of different sizes as the basis for their quantification. Each measurement includes the concentrations of 5 subclasses of HDL (H1–H5, with larger numbers denoting larger particle size), 3 subclasses of LDL (L1–L3), and 6 subclasses of VLDL (V1–V6). Lipoprotein subclasses were grouped into large, intermediate, and small subclasses. That is, large, intermediate, and small HDLs were (H5 + H4), H3, and (H2 + H1), respectively; large, intermediate, and small LDLs were L3, L2, and L1, respectively; and large, intermediate, and small VLDLs were (V6 + V5), (V4 + V3), and (V2 + V1), respectively.
Statistical analysis
Data are presented either as the mean ± SE or as the change (mean ± SE) from baseline values. Data were log transformed before statistical analysis for normal distribution as needed. Baseline characteristics were compared among the 4 intervention groups by one-way analysis of variance (ANOVA) for continuous variables and a chi-square test for categorical variables. To compare the effects of supplementation on serum lutein and DHA responses with time, a 3-factor repeated-measures ANOVA was performed with lutein and DHA as between-subject factors and month as a within-subject factor. Combined effects of lutein and DHA supplementations on changes in total MPOD and MPOD at each loci were analyzed by 2-way ANOVA by using change from baseline values. Lipoprotein subfractions were analyzed by 2-way ANOVA with lutein and DHA. As a secondary analysis, each subject was followed longitudinally within each group and significant differences from baseline were measured with use of a paired t test. All significant differences were further corrected for multiple testing with use of the Bonferroni correction. Statistical analyses were performed with SAS software (version 9) (37).
| RESULTS |
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Compliance with consumption of the nutrient drink and supplements (days supplements consumed/total days of study) was 97%. There was no significant change in body weight within any of the 4 groups at study end. Baseline dietary intakes of the macronutrients, lutein and DHA, were not different among groups (Table 2
) and did not change during the study. Dietary intakes of lutein were one-seventh to one-third lower than the study intervention of 12 mg/d, and dietary intakes of DHA were one-sixteenth to one-third times lower than the study intervention of 800 mg/d.
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In a secondary analysis, we compared the lutein level at single time points with the respective baseline values in each group. Serum concentrations of lutein increased from baseline after 2 and 4 mo of lutein supplementation (with and without DHA) (P < 0.01; Figure 1
). This observation retained statistical significance even after application of the Bonferroni correction (corrected limit of statistical significance: Pc = 0.05/number of tested month = 0.025). No significant changes in serum lutein were observed for the P and D groups. In the L (2 and 4 mo) and LD (2 mo) groups, serum concentrations of zeaxanthin increased from baseline to 0.086 ± 0.002 and 0.085 ± 0.002 µmol/L, respectively (P < 0.05). Note that the lutein supplement also contained
0.5 mg zeaxanthin that presumably contributed to this increase in serum levels. However, the zeaxanthin increase in the LD group was not significant after correction for multiple testing.
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Total MPOD significantly increased after lutein supplementation for 4 mo in the L group (P < 0.05; Figure 4
). MPOD also increased in the LD group although not significantly (P = 0.07). No significant changes from baseline in MPOD were observed for the P and D groups (0.071 ± 0.111 and 0.037 ± 0.068, respectively; Figure 4
).
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Serum lipoproteins
The serum total cholesterol and lipoprotein concentrations after 4 mo of lutein and/or DHA supplementation or placebo are shown in Table 3
. Lutein and DHA supplementations were not associated with differences in total serum cholesterol and lipoproteins among the groups.
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For the HDL subclasses, the large HDL subclass had the greatest concentrations in all study groups (P < 0.05) and DHA supplementation tended to increase H5 (P = 0.0871; Figure 5
). H3 was lower in groups fed DHA (P < 0.05).
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For the VLDL subclasses, the intermediate VLDL subclass had the greatest concentrations in all study groups. DHA supplementation lowered large (P < 0.01) and intermediate VLDL subfractions although the effect was not significant for intermediate subfractions (P = 0.0934; Figure 5
).
| DISCUSSION |
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The results of our study demonstrate that supplementation with daily oral doses of lutein (12 mg/d for 4 mo) is effective in increasing circulating levels of lutein as well as MPOD in older women. This increase has been demonstrated in younger subjects by our research group (7, 41) and by others (8, 11, 42-44). To date, no studies have examined these effects in older women, who may have a particular risk for advanced AMD (2). About one-fifth of subjects in the L and LD groups did not have increases in MPOD (<5% increase from baseline at 4 mo) with lutein supplementation. This result is similar to that of an earlier study we conducted in men and women using spinach as the source of lutein (7). A MPOD response was not related to BMI, age, dietary intake of lutein, or baseline serum and macular concentrations of lutein, but there was a weak negative relation between soft drusen size in the macula of the right eye (tested eye) at baseline and the increase in MPOD (r = –0.367, P < 0.05). Further study is needed to establish the factors that determine an MPOD response to supplementation.
During the study one subject in the LD group had an increase in the confluence of soft drusen. No other subjects had indications of ocular changes. In this age group it is not surprising that an occasional subject might show changes with time that are unrelated to the supplementation, but in future studies with larger numbers of subjects the possibility of deleterious as well as beneficial retinal changes should be evaluated.
Analysis of the relation between lutein supplementation and DHA supplementation showed that there was an interaction between these 2 treatments. These results suggest that lutein lowers the DHA response. However, further study is required to confirm this suggestion.
Another new finding in this study is the unexpected effect of DHA supplementation on serum lutein and MPOD. An effect of DHA on macular pigmentation may have implications for prevention of AMD. In the prospective follow-up study of participants in the Nurses' Health Study and the Health Professionals Follow-Up Study, it was reported that DHA intake was inversely related to risk of AMD (21). These investigators examined the associations of intake of fish (a major source of DHA) with risk of AMD and reported that participants who ate fish >4 times/wk had a lower risk of AMD than did those who consumed fish <3 times/mo (relative risk: 0.65, 95% CI: 0.46, 0.91). Similar results have been reported by others (22, 45). We measured increases from baseline in serum lutein at 2 mo for the LD group that were greater than those for the group supplemented with lutein alone (L group) though the difference was not significant. We also measured increases in the central macula (0.4° locus) in the D (P < 0.05) and LD (P = 0.06) groups, although they were not significant after correction for multiple testing, whereas change at this locus was negligible in the L group (P = 0.4794). Interestingly, the effects of lutein + DHA supplementation on the MPOD appeared to be a combination of the individual effects of lutein and DHA supplementation although this interaction was not statistically significant when determined by 2-way ANOVA. The low levels of statistical significance are due in part to the variability in MPOD response to supplementation, as we have reported previously (7, 41). An alternative interpretation is that MPOD levels increased at all eccentricities, including the 7° reference point, which would not show up in the difference between the reference locus and the other loci. However, there were no significant changes in the 7° reference point measures in any of the 4 groups, so this is an unlikely explanation.
The mechanism by which DHA increases MPOD may be its effects on the transport and uptake of lutein into the macula. Although there were no significant differences in the total serum lipoproteins among the groups, there were differences in the lipoprotein subclasses. Evaluation of serum lipoprotein subclasses has been suggested as a useful tool in assessing the risk of cardiovascular disease (46). The effects of DHA (fish oil) on these subclasses are toward an improved lipoprotein profile (47). Given that cardiovascular disease and AMD share many of the same risk factors (48, 49), these changes may help to reduce risk of AMD.
In our study, we measured the effect of lutein and/or DHA supplementations on lipoprotein subclasses at study end. DHA supplementation was associated with differences in lipoprotein subclasses. In most cases, the LD group had the greatest differences from the P group, these differences being toward a less atherogenic pattern, that is, larger HDL and LDL (50). However, most differences did not reach significance. Given that these differences could affect transport and delivery of lipids to tissue, eg, xanthophylls to the macula, it is possible that the increases in MPOD with DHA supplementation were due to a change in lipoprotein profile that promotes the uptake of xanthophyll into the retina. These effects appear to occur centrally in the macula given that the increases in both the D and LD groups did not occur for the P and L groups. The reason for the preference toward an accumulation that is central, rather than eccentric, is not known, but it could be enhanced uptake or deposition by cone photoreceptors. Given that zeaxanthin rather than lutein accumulates preferentially in the central macula (51) but that a significant portion of this accumulation originates from the conversion of lutein to meso-zeaxanthin (52), perhaps the DHA affects accumulation of this zeaxanthin and/or its conversion from lutein.
DHA may also affect macular pigmentation through interaction with lutein and the interphotoreceptor retinoid-binding protein, much like the interaction of DHA with 11-cis retinal and interphotoreceptor retinoid-binding protein (53). The DHA content in the RPE is much lower than that of the photoreceptors. Chen et al (53) proposed that the outer segment–RPE gradient of DHA drives the transfer of regenerated 11-cis retinal from the RPE back to the outer segments. This occurs by DHA inducing a rapid and specific release of 11-cis retinal from one of the interphotoreceptor retinoid-binding protein retinoid-binding sites. In a similar manner, DHA may be involved in the transport of lutein.
As a cautionary note, we recognize that the supplement group who received both lutein and DHA did not have greater increases of MPOD. Much remains to be learned about the interactions underlying tissue accumulation of the macular xanthophylls. The interactions of the various factors, including effects of DHA on lipoprotein subclasses, warrant investigation in a longitudinal manner.
In conclusion, supplementation of these elderly women with lutein alone increased MPOD eccentrically, whereas DHA supplementation alone resulted in central increases in MPOD. The combination of supplements had a combined effect on the MPOD spatial profile. DHA facilitated accumulation of lutein in the blood and macula. Some of these effects may have occurred through alterations of the lipoprotein profile by DHA.
| ACKNOWLEDGMENTS |
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The authors' responsibilities were as follows—EJJ and DMS: designed the study, interpreted data, and prepared the manuscript; EJJ: analyzed serum and collected data; H-YC: performed statistical analysis of the data; and SMC: performed macular pigment measures. The study was conducted under the direction of EJJ and DMS. None of the authors had any advisory board affiliations or financial interest in any organization sponsoring the research. EJJ and DMS have a patent pending for results of this research.
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